-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RuUVbVzKwalTqmZDvpK66CwqUUB5noYjashnZCYRrCAFZYiyvxV5DcRMluPM7svr Ucra53gs638yupOSHPmiBg== 0001193125-07-242002.txt : 20071109 0001193125-07-242002.hdr.sgml : 20071109 20071109134224 ACCESSION NUMBER: 0001193125-07-242002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071109 DATE AS OF CHANGE: 20071109 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AVAYA INC CENTRAL INDEX KEY: 0001116521 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 223713430 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59723 FILM NUMBER: 071230116 BUSINESS ADDRESS: STREET 1: 211 MOUNT AIRY RD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 9089536000 MAIL ADDRESS: STREET 1: 211 MOUNT AIRY ROAD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: LUCENT EN CORP DATE OF NAME CHANGE: 20000612 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DODGE & COX CENTRAL INDEX KEY: 0000200217 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 94144197 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE SANSOME ST STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4159811710 MAIL ADDRESS: STREET 1: ONE SANSOME ST STREET 2: 35TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 SC 13G/A 1 dsc13ga.htm AVAYA INC AMEND NO. 9 TO SCHEDULE 13G Avaya Inc Amend No. 9 to Schedule 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 9)*

 

 

 

 

Avaya Inc.

(Name of Issuer)

 

 

Common

(Title of Class of Securities)

 

 

053499109

(CUSIP Number)

 

 

10/31/07

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

PAGE 1 OF 5 PAGES

CUSIP NO. 053499109   13G   PAGE 2 OF 5 PAGES

 

  1  

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

            Dodge & Cox 94-1441976

    
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨

(b)  ¨

            N/A

    
  3  

SEC USE ONLY

 

    
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            California - U.S.A.

    

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  

  5    SOLE VOTING POWER

 

                0

 

  6    SHARED VOTING POWER

 

                0

 

  7    SOLE DISPOSITIVE POWER

 

                0

 

  8    SHARED DISPOSITIVE POWER

 

                0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            0

    
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

            N/A

    
11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

            0.0%

    
12  

TYPE OF REPORTING PERSON*

 

            IA

    

 

 

PAGE 2 OF 5 PAGES

Item 1  

(a)

    Name of Issuer:      
     Avaya Inc.      
Item 1  

(b)

    Address of Issuer’s Principal Executive Offices:      
    

211 Mount Airy Road

Basking Ridge, NJ 07920

      
Item 2  

(a)

    Name of Person Filing:      
     Dodge & Cox      
Item 2  

(b)

    Address of the Principal Office or, if none, Residence:      
    

555 California Street, 40th Floor

San Francisco, CA 94104

      
Item 2  

(c)

    Citizenship:      
     California - U.S.A.      
Item 2  

(d)

    Title of Class of Securities:      
     Common      
Item 2  

(e)

    CUSIP Number:      
     053499109      
Item 3   If the Statement is being filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:   
  (e)    x    Investment Advisor registered under section 203 of the Investment Advisors Act of 1940

 

PAGE 3 of 5 PAGES

Item 4    Ownership:      
   (a)    Amount Beneficially Owned:      
      0      
   (b)    Percent of Class:      
      0.0%      
   (c)    Number of shares as to which such person has:      
      (i)    sole power to vote or direct the vote:      
         0      
      (ii)    shared power to vote or direct the vote:      
         0      
      (iii)    sole power to dispose or to direct the disposition of:      
         0      
      (iv)    shared power to dispose or to direct the disposition of:      
         0      
Item 5    Ownership of Five Percent or Less of a Class:   
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.
Item 6    Ownership of More than Five Percent on Behalf of Another Person:      
   Securities reported on this Schedule 13G are beneficially owned by clients of Dodge & Cox, which clients may include investment companies registered under the Investment Company Act and/or employee benefit plans, pension funds, endowment funds or other institutional clients.
Item 7    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
   Not applicable.      
Item 8    Identification and Classification of Members of the Group:      
   Not applicable.      
Item 9    Notice of Dissolution of a Group:      
   Not applicable.      
Item 10    Certification:      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect.

 

PAGE 4 of 5 PAGES

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: November 9, 2007

 

DODGE & COX
By:  

/S/ THOMAS M. MISTELE

Name:   Thomas M. Mistele
Title:   General Counsel & COO

 

PAGE 5 of 5 PAGES

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